SEC Form 4 · accession 0001493152-26-027974
Venu Holding Corp · VENU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay W Roth
Officer — CEO & Chairman · Director · 10% Owner
Period of report
Jun 5, 2026
Accepted (ET)
Jun 9, 2026 · 5:12 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001770501
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1 | $3.79 | Jun 5, 2026 | A | 2,500,000 | A | Jun 5, 2026 | Jun 5, 2034 | Common Stock, par value $0.001 per share | 2,500,000 | 2,500,000 | I |
Explanation of responses
- F1This warrant is owned directly by J.W. Roth Holding Corporation ("HoldCo"). As an officer and director of HoldCo, Mr. Jay W. Roth is deemed to have indirect beneficial ownership of the securities held by HoldCo due to his pecuniary interest therein. The grant of this warrant was approved by the board of directors of Venu Holding Corporation and is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3(d)(1) promulgated thereunder.