SEC Form 4 · accession 0001213900-19-003692
Stark Novus Financial Inc. · NRDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Hamamoto
Officer — CEO and Chairman · Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001759546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.0001 | Mar 4, 2019 | J | 1,000,000 | $10.00 | A | 1,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 4, 2019, the reporting person purchase 1,000,000 units in the issuer's initial public offering. Each unit consists of one share of Class A common stock and one-third of one warrant. Each whole warrant entitles the reporting person to purchase one share of Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination or 12 months from the closing of its initial public offering.