SEC Form 4 · accession 0001183429-26-000003
STEM, INC. · STEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura D Tyson
Director
Period of report
Aug 7, 2026
Accepted (ET)
Aug 11, 2026 · 9:21 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001758766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareF1 | Aug 7, 2026 | A | 7,486 | — | A | 15,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Aug 7, 2026 | M | 7,486 | D | — | — | Common Stock, Par Value $0.0001 Per Share | 7,486 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.
- F2On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026.