SEC Form 4 · accession 0001193125-26-286727
UP Fintech Holding Ltd · TIGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ming Dong
Officer — Key Personnel
Period of report
May 1, 2026
Accepted (ET)
Jun 29, 2026 · 6:01 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001756699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| American Depositary SharesF1,F2 | May 1, 2026 | A | 80,000 | $0.00 | A | 154,989 | D | |
| American Depositary Shares | holding | — | — | — | 2,060,999 | I | By Juvenamster Capital Holding Limited | |
| Class A Ordinary Shares | holding | — | — | — | 5 | I | By Juvenamster Capital Holding Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 80,000 American Depositary Shares ("ADSs") issuable upon vesting of 1,200,000 restricted share units ("RSUs") granted to the Reporting Person on May 1, 2026. Each RSU represents the right to receive one Class A Ordinary Share of the Issuer upon vesting(1:1 ratio), and each ADS represents 15 Class A Ordinary Shares of the Issuer. The RSUs settle exclusively in Class A Ordinary Shares; no cash settlement alternative exists. The RSUs vest as follows, subject to continued employment or service through each applicable vesting date: 300,000 RSUs on each of May 1, 2027, May 1, 2028, May 1, 2029 and May 1, 2030.
- F2Includes the 80,000 ADSs referenced in footnote (1), none of which have vested as of the date of this Form 4.