SEC Form 3 · accession 0001065949-19-000023

NOCERA, INC. · NCRA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Corporate Secretary · Director

Period of report

Dec 19, 2018

Accepted (ET)

Feb 7, 2019 · 6:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001756180

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—		—	500,000	I	As a Beneficial Owner of Nelson Fiorino Holdings, LLC
Common Stock	holding	—	—		—	150,000	I	As President of Coral Investment Partners, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class "A" Warrants^F2	$0.50	holding	—	—	—	Apr 16, 2018	Apr 16, 2023	Common Stock	250,000	—	I
Class "B" Warrants^F2	$1.00	holding	—	—	—	Apr 16, 2018	Apr 16, 2023	Common Stock	250,000	—	I
Class "A" Warrants	$0.50	holding	—	—	—	Sep 20, 2018	Apr 16, 2023	Common Stock	150,000	—	I
Class "B" Warrants	$1.00	holding	—	—	—	Sep 20, 2018	Apr 16, 2023	Common Stock	150,000	—	I

F1Nelson Fiorino Holdings, LLC owns 1,000,000 shares of common stock. Mr. Nelson owns 50% of Nelson Fiorino Holdings, LLC.
F2Nelson Fiorino Holdings, LLC owns 500,000 Class "A" and 500,000 Class "B" Warrants. Mr. Nelson owns 50% of Nelson Fiorino Holdings, LLC.