SEC Form 4 · accession 0001437749-26-030561
Orange County Bancorp, Inc. /DE/ · OBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Rowley
Director
Period of report
Sep 15, 2026
Accepted (ET)
Sep 16, 2026 · 4:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001754226
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3 | — | Sep 15, 2026 | A | — | A | — | — | Common Stock | 124 | 26,816 | D |
Explanation of responses
- F1Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.
- F2Includes restricted stock units which vest 100% on February 19, 2027, and are settled in shares of Issuer common stock upon separation from service of the reporting person.
- F3Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.