SEC Form 4 · accession 0001437749-26-020865
Orange County Bancorp, Inc. /DE/ · OBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Sousa
Officer — EVP and Deputy CLO
Period of report
Jun 15, 2026
Accepted (ET)
Jun 17, 2026 · 9:44 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001754226
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | holding | — | — | — | 13,619 | D | ||
| Common StockF4 | holding | — | — | — | 7,065 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF5 | — | Jun 15, 2026 | A | — | A | — | — | Common Stock | 25 | 4,969 | D |
Explanation of responses
- F1Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.
- F2Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.
- F3Restricted stock units which vest at a rate of 1/3 per year commencing on March 19, 2027.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F5Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.