SEC Form 4 · accession 0001750866-19-000012
LISA MICHELLE PARKER · WEB2537
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle Parker Lisa
Other
Period of report
Feb 11, 2019
Accepted (ET)
Feb 11, 2019 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001750866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| LISA MICHELLE PARKER (P.a.) ADR 140034-1969 | Feb 11, 2019 | J | 1 | $250,000.00 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Account #6207524425616F1 | $32,000.00 | Nov 13, 2018 | J | 1 | A | Nov 13, 2018 | May 20, 2019 | Promissory Note LMP10171969400 | 1 | 1 | D |
| Account #6207524425616F1 | $37,535.00 | Aug 2, 2016 | J | 1 | A | Aug 2, 2016 | Feb 5, 2017 | Promissory Note RB 528823527 US | 1 | 1 | D |
| Account #6207524425616F1 | $30,325.00 | Oct 1, 2015 | J | 1 | A | Oct 1, 2015 | Apr 20, 2016 | CASHIER CHECK 0008 | 1 | 1 | D |
Explanation of responses
- F1Promissory Note # LMP10171969400 regarding CAPITAL ONE AUTO FINANCE, INC Account # 6207524425616 in the amount of $32000, Promissory Note # RB 528823527 US $37535 and Cashier Check 0008, $30325