SEC Form 3 · accession 0001213900-26-087552
Maase Inc. · MAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zhifeng Li
Officer — Chief Technology Officer
Period of report
Aug 4, 2026
Accepted (ET)
Aug 11, 2026 · 9:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001750264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | holding | — | — | — | 0 | D | ||
| Class B Ordinary Share | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1 | $0.00 | holding | — | — | — | — | — | Class A Ordinary Share | 12,500 | — | D |
Explanation of responses
- F1On August 4, 2026, Maase Inc. (the "Company") granted to Mr. Zhifeng Li, the chief technology officer of the Company, 12,500 Restricted Share Units ("RSUs") pursuant to the Company's 2024 share incentive plan (the "Share Incentive Plan") and subject to the terms and conditions of the RSU Award Agreement (the "Award Agreement"). Each of the RSU has the right to receive one Class A ordinary share of the Company ("Class A Ordinary Share") after the vesting date. Subject to terms and conditions of the Share Incentive Plan and the Award Agreement, Mr. Li will continue to serve the Company for a full five years and the RSUs will vest over five years in equal annual instalments of 2,500 shares. Upon vesting of each instalment, and subject to the terms of the Share Incentive Plan and the Award Agreement, the Company will transfer to Mr. Li the corresponding number of Class A Ordinary Shares.