SEC Form 3 · accession 0000899243-19-003497
TCR2 THERAPEUTICS INC. · TCRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hofmeister
Officer — Chief Scientific Officer
Period of report
Feb 13, 2019
Accepted (ET)
Feb 13, 2019 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001750019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 24,137 | D | ||
| Common Stock | holding | — | — | — | 14,713 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.74 | holding | — | — | — | — | Dec 12, 2026 | Common Stock | 35,732 | — | D |
| Stock Option (Right to Buy)F3 | $0.74 | holding | — | — | — | — | Dec 6, 2027 | Common Stock | 42,346 | — | D |
| Stock Option (Right to Buy)F4 | $5.88 | holding | — | — | — | — | Jul 25, 2028 | Common Stock | 90,720 | — | D |
Explanation of responses
- F1The shares are subject to a Stock Restriction Agreement dated October 1, 2015. 25% of the shares vested on the first anniversary of the vesting start date of October 1, 2016, with the remainder vesting in 12 equal quarterly installments thereafter.
- F2The Reporting Person was granted an option to purchase 50,445 shares on December 13, 2016. 14,713 of such options were previously exercised. 25% of this option vested and became exercisable on December 13, 2017, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.
- F325% of this option vested and became exercisable on December 6, 2018, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.
- F425% of this option shall vest and become exercisable on July 26, 2019, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.
Remarks
Exhibit 24.1: Power of Attorney