SEC Form 3 · accession 0000899243-19-003480
TCR2 THERAPEUTICS INC. · TCRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell H. Finer
Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 13, 2019 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001750019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 36,731 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F2 | $0.74 | holding | — | — | — | — | Dec 13, 2026 | Common Stock | 8,017 | — | I |
| Warrants to Purchase Common Stock (Right to Buy)F3,F4 | $0.74 | holding | — | — | — | — | Dec 5, 2027 | Common Stock | 25,407 | — | I |
Explanation of responses
- F1The shares are subject to a Stock Restriction Agreement dated June 1, 2015. The shares subject to the Stock Restriction Agreement shall vest in 48 equal monthly installments beginning on June 1, 2015.
- F225% of this option vested and became exercisable on December 13, 2017, with the remainder vesting in 36 equal monthly installments thereafter.
- F3The reported securities are held directly by Pattern Recognition Ventures. The Reporting Person is a managing member of Pattern Recognition Ventures. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
- F4The shares subject to this Warrant shall vest and become exercisable in 36 equal monthly installments beginning on December 6, 2017.
Remarks
Exhibit 24.1: Power of Attorney