SEC Form 4 · accession 0001127602-17-023499
AAR CORP · AIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Romenesko
Officer — Vice Chairman; CFO · Director
Period of report
Jul 10, 2017
Accepted (ET)
Jul 11, 2017 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 10, 2017 | A | 8,750 | $0.00 | A | 293,739 | D | |
| Common Stock | Jul 10, 2017 | D | 19,274 | $0.00 | D | 274,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $35.26 | Jul 10, 2017 | A | 33,250 | A | Jul 10, 2018 | Jul 10, 2027 | Common Stock | 33,250 | 33,250 | D |
Explanation of responses
- F1Award of stock pursuant to a Performance Restricted Stock Agreement in a transaction exempt under Rule 16b-3.
- F2This is a cancellation of performance restricted shares, issued in a transaction exempt under Rule 16b-3, due to the Company not meeting the performance criteria to which this award was subjected.
- F3The option vests in 1/3 annual installments beginning on July 10, 2018.