SEC Form 4 · accession 0001127602-16-064632
AAR CORP · AIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John McClain Holmes III
Officer — Vice President; COO Av Serv
Period of report
Oct 7, 2016
Accepted (ET)
Oct 11, 2016 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 7, 2016 | S | 113 | $31.9436 | D | 140,417 | D | |
| Common Stock | Oct 10, 2016 | S | 6,387 | $31.616 | D | 134,030 | D | |
| Common Stock | Oct 10, 2016 | M | 1,021 | $12.90 | A | 135,051 | D | |
| Common Stock | Oct 10, 2016 | S | 1,021 | $31.616 | D | 134,030 | D | |
| Common Stock | Oct 11, 2016 | M | 3,979 | $12.90 | A | 138,009 | D | |
| Common Stock | Oct 11, 2016 | S | 3,979 | $31.1391 | D | 134,030 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $12.90 | Oct 10, 2016 | M | 1,021 | D | Jul 16, 2013 | Jul 16, 2022 | Common Stock | 1,021 | 13,979 | D |
| Stock Option | $12.90 | Oct 11, 2016 | M | 3,979 | D | Jul 16, 2013 | Jul 16, 2022 | Common Stock | 3,979 | 10,000 | D |