SEC Form 4 · accession 0001127602-16-057882
AAR CORP · AIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Storch
Officer — Chairman, President & CEO · Director
Period of report
Jul 11, 2016
Accepted (ET)
Jul 12, 2016 · 12:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2016 | A | 66,000 | $0.00 | A | 795,014 | D | |
| Common Stock | holding | — | — | — | 200,000 | I | By Dps Asset Management Llc | |
| Common Stock | holding | — | — | — | 76,738 | I | by GRAT | |
| Common Stock | holding | — | — | — | 0 | I | by LLC | |
| Common Stock | holding | — | — | — | 2,025 | I | By Lorraine Revocable Trust | |
| Common Stock | holding | — | — | — | 100,973 | I | by Power of Attorney | |
| Common Stock | holding | — | — | — | 18,810 | I | By Wife | |
| Common StockF2 | holding | — | — | — | 250,000 | I | Storch Family 2012 Dynasty Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $24.00 | Jul 11, 2016 | A | 225,000 | A | Jul 11, 2017 | Jul 11, 2026 | Common Stock | 225,000 | 225,000 | D |
Explanation of responses
- F1Award of stock pursuant to a Performance Restricted Stock Agreement in a transaction exempt under Rule 16b-3.
- F2Mr. Storch is Trustee and beneficiary of this Trust.
- F3The option vests in 1/3 annual installments beginning on July 11, 2017.