SEC Form 4 · accession 0001127602-16-054701
AAR CORP · AIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Jay Walfish
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | A | 5,000 | $0.00 | A | 102,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3,F5,F4 | $24.39 | Jun 1, 2016 | A | 639 | A | Jun 1, 2016 | Sep 30, 2024 | Common Stock | 639 | 639 | D |
Explanation of responses
- F1Award of stock pursuant to Restricted Stock Agreement in transaction exempt under Rule 16b-3.
- F2Various transactions dates apply for the dividend reinvestment phantom shares.
- F3Includes 127 phantom shares acquired over time as dividend reinvestment on deferred compensation exempt under Rule 16a-11, pursuant to the dividend reinvestment feature of the Non-Employee Directors' Deferred Compensation Plan.
- F4Phantom stock units are payable in stock on a 1-for-1 basis or cash at the grantee's election upon retirement/termination as a director.
- F5Various prices apply on the dividend reinvestment phantom shares.