SEC Form 4 · accession 0001127602-16-054673
AAR CORP · AIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Goodwin
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | A | 5,000 | $0.00 | A | 54,815 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3,F4 | $0.00 | Jun 3, 2016 | J | 81 | A | Jun 3, 2016 | Sep 30, 2018 | Common Stock | 81 | 81 | D |
Explanation of responses
- F1Award of stock pursuant to Restricted Stock Agreement in transaction exempt under Rule 16b-3.
- F2Various transaction dates apply.
- F3Includes 81 phantom shares acquired over the last year as dividend reinvestment on deferred compensation exempt under Rule 16a11, pursuant to the dividend reinvestment feature of the Non-Employee Directors' Deferred Compensation Plan.
- F4Various conversion/exercise prices apply.