SEC Form 4/A · accession 0001104659-19-006839
Equitrans Midstream Corp · ETRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Phillip D. Swisher
Officer — VP & Chief Accounting Officer
Period of report
Nov 12, 2018
Accepted (ET)
Feb 8, 2019 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001747009
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F4 | — | Nov 12, 2018 | A | 521 | A | — | — | Common Stock | 521 | 521 | D |
Explanation of responses
- F1This amendment is being filed to report an award of restricted stock units inadvertently omitted from the original filing.
- F2Each restricted stock unit represents a contingent right to receive in cash the economic equivalent of one share of common stock.
- F3In connection with the spin-off of Equitrans Midstream Corporation (ETRN) from EQT Corporation (EQT) on November 12, 2018, for each EQT restricted stock unit held by the Reporting Person immediately prior to the spin-off, the Reporting Person received 0.8 ETRN restricted stock units pursuant to the Employee Matters Agreement dated November 12, 2018 by and between ETRN and EQT.
- F4Restricted stock units vest 50% on March 7, 2019 and 50% on March 7, 2020, which are the first and second anniversaries of the original grant date of the corresponding award from EQT.