SEC Form 4 · accession 0001209191-19-010762
Equillium, Inc. · EQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce D. Steel
Officer — President, CBO · Director · 10% Owner
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001746466
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.88 | Feb 13, 2019 | A | 45,648 | A | — | Feb 12, 2024 | Common Stock | 45,648 | 45,648 | D |
| Stock Option (right to buy)F1 | $7.16 | Feb 13, 2019 | A | 44,352 | A | — | Feb 12, 2029 | Common Stock | 44,352 | 44,352 | D |
Explanation of responses
- F1Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.