SEC Form 4 · accession 0001745916-26-000141
PennyMac Financial Services, Inc. · PFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Spector
Officer — Chairman & CEO · Director
Period of report
Jul 31, 2026
Accepted (ET)
Aug 4, 2026 · 5:40 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001745916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 31, 2026 | J | 25,000 | $0.00 | D | 479,401 | D | |
| Common Stock | holding | — | — | — | 60,604 | I | ST Family Investment Company LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares.
- F2The reported amount consists of 37,841 restricted stock units and 441,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.