SEC Form 4 · accession 0001745916-26-000133
PennyMac Financial Services, Inc. · PFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Hendry
Officer — MD, Chief Accounting Officer
Period of report
Jun 22, 2026
Accepted (ET)
Jun 24, 2026 · 5:23 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001745916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2026 | M | 2,943 | $18.05 | A | 51,911 | D | |
| Common StockF1,F2 | Jun 22, 2026 | S | 2,943 | $81.71 | D | 48,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (Right to Buy) | $18.05 | Jun 22, 2026 | M | 2,943 | D | Mar 6, 2018 | Mar 5, 2027 | Common Stock | 2,943 | 0 | D |
| Nonstatutory Stock Option (Right to Buy)F3 | $24.40 | holding | — | — | — | Mar 9, 2019 | Mar 8, 2028 | Common Stock | 2,177 | 2,177 | D |
| Nonstatutory Stock Option (Right to Buy)F4 | $60.74 | holding | — | — | — | Feb 24, 2024 | Feb 23, 2033 | Common Stock | 1,028 | 1,028 | D |
| Nonstatutory Stock Option (Right to Buy)F5 | $84.93 | holding | — | — | — | Mar 1, 2025 | Feb 28, 2034 | Common Stock | 735 | 735 | D |
| Nonstatutory Stock Option (Right to Buy)F6 | $101.76 | holding | — | — | — | Feb 14, 2026 | Feb 13, 2035 | Common Stock | 626 | 626 | D |
| Nonstatutory Stock Option (Right to Buy)F7 | $91.49 | holding | — | — | — | Feb 12, 2027 | Feb 11, 2036 | Common Stock | 798 | 798 | D |
Explanation of responses
- F1The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.
- F2The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- F3This nonstatutory stock option to purchase 2,177 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
- F4This nonstatutory stock option to purchase 1,028 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.
- F5This non-statutory stock option to purchase 735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through that date.
- F6This nonstatutory stock option to purchase 626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.
- F7This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.