SEC Form 3 · accession 0001127602-19-007643
PennyMac Financial Services, Inc. · PFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A. Perlowitz
Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001745916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 195 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported amount consists of 195 restricted stock units (RSUs) granted to the Reporting Person on February 20, 2019 in connection with his service as an independent director of the Issuer. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement at the time of vesting. The RSUs will vest on the first anniversary of the grant date, subject to continued service through the vest date.