SEC Form 4 · accession 0001127602-18-032545
PennyMac Financial Services, Inc. · PFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James K Hunt
Director
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001745916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2018 | A | 1,847 | $19.60 | A | 35,172 | I | Hunt Living Trust 1994 |
| Common StockF2 | holding | — | — | — | 35,557 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
- F2The reported amount consists of 10,128 restricted stock units and 25,429 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.