SEC Form 4 · accession 0001144204-18-058058
Graf Industrial Corp. · GRAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Dee
Officer — President and CFO · Director
Period of report
Oct 24, 2018
Accepted (ET)
Nov 7, 2018 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001745317
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2018 | P | 150 | $10.00 | A | 150 | I | By Trust |
| Common StockF2 | Oct 24, 2018 | P | 150 | $10.00 | A | 150 | I | By Trust |
| Common StockF3 | Oct 24, 2018 | P | 150 | $10.00 | A | 150 | I | By Trust |
| Common StockF4 | Oct 24, 2018 | P | 150 | $10.00 | A | 150 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F2The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F3The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F4The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.