SEC Form 4 · accession 0001144204-18-056606
Graf Industrial Corp. · GRAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Dee
Officer — President and CFO · Director
Period of report
Oct 15, 2018
Accepted (ET)
Oct 31, 2018 · 9:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001745317
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2018 | J | 50,000 | $10.00 | A | 50,000 | D | |
| Common Stock | Oct 16, 2018 | J | 18 | $10.00 | A | 50,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are included within 50,000 units purchased by the Reporting Person for $10.00 per unit in the Issuer's initial public offering.
- F2The reported shares are included within 18 units purchased by Reporting Person for $10.00 per unit on the open market.