SEC Form 4 · accession 0001209191-19-015063
RESIDEO TECHNOLOGIES, INC. · REZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeannine J Lane
Officer — EVP, GC & Corp Secretary
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001740332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2019 | M | 1,018 | $26.19 | A | 11,836 | D | |
| Common Stock | Feb 27, 2019 | F | 346 | $26.19 | D | 11,490 | D | |
| Common Stock | Feb 28, 2019 | M | 1,222 | $25.955 | A | 12,712 | D | |
| Common Stock | Feb 28, 2019 | F | 416 | $25.955 | D | 12,296 | D | |
| Common StockF1 | holding | — | — | — | 104 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Feb 27, 2019 | M | 1,018 | D | Feb 27, 2019 | Feb 27, 2019 | Common Stock | 1,018 | 3,058 | D |
| Restricted Stock UnitsF2 | — | Feb 28, 2019 | M | 1,222 | D | Feb 28, 2019 | Feb 28, 2019 | Common Stock | 1,222 | 2,444 | D |
Explanation of responses
- F1Shares held in the Honeywell 401(k) Plan.
- F2Instrument converts to common stock on a one-for-one basis.