SEC Form 4 · accession 0001209191-19-015058
RESIDEO TECHNOLOGIES, INC. · REZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Montgomery Kelly
Officer — EVP, Chief HR Officer
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001740332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2019 | M | 1,804 | $26.19 | A | 19,396 | D | |
| Common Stock | Feb 27, 2019 | F | 472 | $26.19 | D | 18,924 | D | |
| Common Stock | Feb 28, 2019 | M | 2,240 | $25.955 | A | 21,164 | D | |
| Common Stock | Feb 28, 2019 | F | 586 | $25.955 | D | 20,578 | D | |
| Common StockF1 | holding | — | — | — | 69 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Feb 27, 2019 | M | 1,804 | D | Feb 27, 2019 | Feb 27, 2019 | Common Stock | 1,804 | 5,415 | D |
| Restricted Stock UnitsF2 | — | Feb 28, 2019 | M | 2,240 | D | Feb 28, 2019 | Feb 28, 2019 | Common Stock | 2,240 | 4,480 | D |
Explanation of responses
- F1Shares held in the Honeywell 401(k) Plan.
- F2Instrument converts to common stock on a one-for-one basis.