SEC Form 4 · accession 0001209191-19-015048
RESIDEO TECHNOLOGIES, INC. · REZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Aarnes
Officer — President, ADI
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001740332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2019 | M | 1,210 | $26.19 | A | 6,073 | D | |
| Common Stock | Feb 27, 2019 | F | 412 | $26.19 | D | 5,661 | D | |
| Common Stock | Feb 28, 2019 | M | 1,119 | $25.955 | A | 6,780 | D | |
| Common Stock | Feb 28, 2019 | F | 381 | $25.955 | D | 6,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 27, 2019 | M | 1,210 | D | Feb 27, 2019 | Feb 27, 2019 | Common Stock | 1,210 | 3,631 | D |
| Restricted Stock UnitsF1 | — | Feb 28, 2019 | M | 1,119 | D | Feb 28, 2019 | Feb 28, 2019 | Common Stock | 1,119 | 2,241 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.