SEC Form 4 · accession 0001209191-19-014085
RESIDEO TECHNOLOGIES, INC. · REZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Montgomery Kelly
Officer — EVP, Chief HR Officer
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001740332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 16,115 | $25.92 | A | 18,969 | D | |
| Common Stock | Feb 25, 2019 | F | 4,336 | $25.92 | D | 14,633 | D | |
| Common Stock | Feb 26, 2019 | M | 4,008 | $25.89 | A | 18,641 | D | |
| Common Stock | Feb 26, 2019 | F | 1,049 | $25.89 | D | 17,592 | D | |
| Common StockF1 | holding | — | — | — | 69 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Feb 25, 2019 | M | 4,832 | D | Feb 25, 2019 | Feb 25, 2019 | Common Stock | 4,832 | 4,833 | D |
| Restricted Stock UnitsF2 | — | Feb 25, 2019 | M | 11,283 | D | Feb 25, 2019 | Feb 25, 2019 | Common Stock | 11,283 | 0 | D |
| Restricted Stock UnitsF2 | — | Feb 26, 2019 | M | 4,008 | D | Feb 26, 2019 | Feb 26, 2019 | Common Stock | 4,008 | 0 | D |
Explanation of responses
- F1Shares held in the Honeywell 401(k) Plan.
- F2Instrument converts to common stock on a one-for-one basis.