SEC Form 4 · accession 0001209191-19-014082
RESIDEO TECHNOLOGIES, INC. · REZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Aarnes
Officer — President, ADI
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001740332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 5,391 | $25.92 | A | 5,669 | D | |
| Common Stock | Feb 25, 2019 | F | 1,863 | $25.92 | D | 3,806 | D | |
| Common Stock | Feb 26, 2019 | M | 1,601 | $25.89 | A | 5,407 | D | |
| Common Stock | Feb 26, 2019 | F | 544 | $25.89 | D | 4,863 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 25, 2019 | M | 1,609 | D | Feb 25, 2019 | Feb 25, 2019 | Common Stock | 1,609 | 1,611 | D |
| Restricted Stock UnitsF1 | — | Feb 25, 2019 | M | 3,782 | D | Feb 25, 2019 | Feb 25, 2019 | Common Stock | 3,782 | 0 | D |
| Restricted Stock UnitsF1 | — | Feb 26, 2019 | M | 1,601 | D | Feb 26, 2019 | Feb 26, 2019 | Common Stock | 1,601 | 0 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.