SEC Form 4 · accession 0000899243-19-003731
RESIDEO TECHNOLOGIES, INC. · REZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Niccolo de Masi
Officer — See Remarks · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 14, 2019 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001740332
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $25.04 | Feb 13, 2019 | A | 132,743 | A | — | Feb 12, 2026 | Common Stock | 132,743 | 132,743 | D |
| Restricted Stock UnitsF2 | — | Feb 13, 2019 | A | 36,101 | A | — | — | Common Stock | 36,101 | 36,101 | D |
Explanation of responses
- F1Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment.
- F2Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment.
Remarks
President, Products & Solutions and Chief Innovation Officer