SEC Form 4 · accession 0000899243-19-003520
RESIDEO TECHNOLOGIES, INC. · REZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Douglas Ragan III
Officer — EVP & CHIEF FINANCIAL OFFICER
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001740332
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $24.39 | Feb 11, 2019 | A | 54,080 | A | — | Feb 10, 2026 | Common Stock | 54,080 | 54,080 | D |
| Restricted Stock UnitsF2 | — | Feb 11, 2019 | A | 15,033 | A | — | — | Common Stock | 15,033 | 15,033 | D |
Explanation of responses
- F1Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.
- F2Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.