SEC Form 4 · accession 0000899243-18-031149
RESIDEO TECHNOLOGIES, INC. · REZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Montgomery Kelly
Officer — See Remarks
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 7:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001740332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 13, 2018 | P | 2,300 | $21.60 | A | 2,854 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.58 to $21.60, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Includes 554 shares received by the Reporting Person on October 29, 2018, pursuant to a pro rata dividend distribution by Honeywell International Inc. ("Honeywell") to its stockholders of record as of October 16, 2018 of one share of Resideo common stock, par value $0.001 per share, for every six shares of Honeywell common stock, par value $1.00 per share, held by each holder to effect the legal and structural separation of Resideo from Honeywell.
Remarks
EVP AND CHIEF HUMAN RESOURCES OFFICER