SEC Form 4 · accession 0001209191-19-013251
SVMK Inc. · SVMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lora D Blum
Officer — Sr VP, Gen Counsel & Secretary
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001739936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 21, 2019 | S | 2,080 | $13.0877 | D | 136,609 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy.
- F2This transaction was executed in multiple trades at prices ranging from $13.00 to $13.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.