SEC Form 4 · accession 0001615774-18-014650
Chardan Healthcare Acquisition Corp. · PHGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonas Grossman
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 18, 2018
Accepted (ET)
Dec 19, 2018 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001739174
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF3,F1,F2 | $11.50 | Dec 18, 2018 | P | 2,900,000 | A | — | — | Common Stock | 2,900,000 | 2,900,000 | I |
Explanation of responses
- F1The warrants become exercisable on the later of (i) 30 days from the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- F2The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
- F3Represents private warrants held by Mountain Wood, of which Jonas Grossman has voting and dispositive power over.