SEC Form 3 · accession 0001615774-18-014455
Chardan Healthcare Acquisition Corp. · PHGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonas Grossman
Officer — President, CEO and Director · Director · 10% Owner
Period of report
Dec 13, 2018
Accepted (ET)
Dec 14, 2018 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001739174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001F1 | holding | — | — | — | 1,970,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of shares of commons stock owned by Chardan Investments, LLC, for which Jonas Grossman is the managing member. Mr. Grossman disclaims beneficial ownership of the shares except o the extent of his pecuniary interest in the shares.