SEC Form 3 · accession 0001567619-18-004010
City National Rochdale Strategic Credit Fund · CNROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Hawkesworth
Other
Period of report
Oct 11, 2018
Accepted (ET)
Oct 11, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001737936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No securities are beneficially ownedF1 | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is the Chief Operating Officer and a Board Member of City National Rochdale, LLC (the "Investment Adviser"), the investment adviser to the Issuer. The Reporting Person disclaims beneficial ownership of any shares deemed beneficially owned by the Investment Adviser except to the extent of his pecuniary interest therein, and the inclusion of such securities in any report filed by the Investment Adviser shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Remarks
Exhibit List Exhibit 24 - Power of Attorney