SEC Form 4 · accession 0001144204-18-036497
New Frontier Corp · NFC.U
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
New Frontier Public Holding Ltd.
10% Owner
Period of report
Jun 27, 2018
Accepted (ET)
Jun 29, 2018 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001737422
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Ordinary SharesF3,F1 | — | Jun 27, 2018 | J | 575,000 | A | — | — | Class A Ordinary Shares | 575,000 | 9,450,000 | D |
Explanation of responses
- F1The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities " in the Issuer's registration statement on Form S-1 (File No. 333-225421) and have no expiration date.
- F2On June 27, 2018, in connection with the increase in the size of its initial public offering, the Issuer effected a share capitalization of its Class B Ordinary Shares.
- F3Includes 937,500 Class B Ordinary Shares that are subject to forfeiture depending on the extent to which the underwriters in the Issuer's initial public offering do not exercise their over-allotment option.