SEC Form 4 · accession 0001094891-18-000144
HL Acquisitions Corp. · HCCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey E Schwarz
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 12:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001736874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Jul 2, 2018 | J | 29,044 | — | D | 638,969 | I | By HL Acquisitions Holdings LLC |
| Ordinary SharesF3,F4 | Jul 2, 2018 | J | 18,558 | — | D | 408,282 | I | By Metropolitan Capital Partners V, LLC |
| Ordinary SharesF5,F6 | Jul 2, 2018 | J | 4,604 | — | D | 101,278 | I | By Jeffrey Schwarz Children's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F129,044 shares were forfeited for no additional consideration in connection with the underwriters' election not to fully exercise the over-allotment option as described in the Issuer's registration statement on Form S-1.
- F2Represents securities held by HL Acquisitions Holdings LLC, an entity of which Mr. Schwarz is managing member. Mr. Schwarz has voting and dispositive power over the securities held by this entity. Mr. Schwarz disclaims beneficial interest of such securities except to the extent of his ultimate pecuniary interest therein.
- F318,558 shares were forfeited for no additional consideration in connection with the underwriters' election not to fully exercise the over-allotment option as described in the Issuer's registration statement on Form S-1.
- F4Represents securities held by Metropolitan Capital Partners V, LLC, an entity controlled by Mr. Schwarz. Mr. Schwarz has voting and dispositive power over the securities held by this entity. Mr. Schwarz disclaims beneficial interest of such securities except to the extent of his ultimate pecuniary interest therein.
- F54,604 shares were forfeited for no additional consideration in connection with the underwriters' election not to fully exercise the over-allotment option as described in the Issuer's registration statement on Form S-1.
- F6Represents securities held by the Jeffrey Schwarz Children's Trust, a trust for the benefit of Mr. Schwarz's children. Mr. Schwarz has voting and dispositive power over the securities held by this entity. Mr. Schwarz disclaims beneficial interest of such securities except to the extent of his ultimate pecuniary interest therein.