SEC Form 4 · accession 0001104659-26-107494
NIO Inc. · NIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denny Ting Bun Lee
Director
Period of report
Sep 12, 2026
Accepted (ET)
Sep 14, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001736541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| American depositary sharesF1 | Sep 12, 2026 | M | 131,869 | $0.00 | A | 492,634 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted share unitsF2,F3 | — | Sep 12, 2026 | M | 131,869 | D | — | — | Class A ordinary shares | 131,869 | 0 | D |
Explanation of responses
- F1Each American depositary share represents one Class A ordinary share.
- F2The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting.
- F3The restricted share units vested on September 12, 2026 and do not have expiration dates.