SEC Form 4 · accession 0001104659-26-104301
NIO Inc. · NIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xin Zhou
Officer — Executive Vice President
Period of report
Sep 1, 2026
Accepted (ET)
Sep 1, 2026 · 4:06 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001736541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| American depositary sharesF1 | Sep 1, 2026 | M | 200,000 | $0.00 | A | 516,167 | D | |
| Class A ordinary shares | holding | — | — | — | 1,000,000 | I | by Prime Hubs Limited |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted share unitsF2,F3 | — | Sep 1, 2026 | M | 200,000 | D | — | — | Class A ordinary share | 200,000 | 600,000 | D |
Explanation of responses
- F1Each American depositary share represents one Class A ordinary share.
- F2The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting.
- F3The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.