SEC Form 3 · accession 0000899243-18-015752
MeiraGTx Holdings plc · MGTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel S Marcus
Director
Period of report
Jun 8, 2018
Accepted (ET)
Jun 8, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001735438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 1,649,393 | I | See footnote | |
| Ordinary Shares | holding | — | — | — | 79,922 | I | By Third Amended and Restated Joel and Barbara Marcus Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $7.72 | holding | — | — | — | — | Mar 4, 2026 | Ordinary Shares | 12,883 | — | D |
| Stock OptionF3 | $5.63 | holding | — | — | — | — | Jan 10, 2028 | Ordinary Shares | 15,459 | — | D |
Explanation of responses
- F1Represents securities held of record by Alexandria Equities No. 7 ("Alexandria"). ARE-QRS Corp. is the general partner of Alexandria Real Estate Equities L.P., which is the managing member of ARE-Special Services, LLC, which is the managing member of Alexandria. ARE-QRS Corp. has full voting and investment power with respect to the shares owned by Alexandria. The reporting person is the Executive Chairman of ARE-QRS Corp. and may therefore be deemed to have voting and investment power with respect to the shares owned by Alexandria. Each of the reporting person, ARE-QRS Corp., Alexandria Real Estate Equities L.P., and ARE-Special Services, LLC disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- F2The option fully vested with respect to half of the total grant on March 4, 2016 and as to the remainder of the grant on March 4, 2017.
- F3The option will vest and become exercisable on January 10, 2019.
Remarks
Exhibit 24 - Power of Attorney.