SEC Form 4 · accession 0001209191-18-044974
Retail Value Inc. · RVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Roulston
Director
Period of report
Jul 31, 2018
Accepted (ET)
Aug 2, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001735184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | Jul 31, 2018 | A | 4,162 | $0.00 | A | 8,684 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The RSUs generally vest 1,135 on July 2, 2019, 1,513 on July 2, 2020 and 1,514 on July 2, 2021. Vested shares will generally be delivered to the reporting person within 30 days after vesting.
- F2This total includes 4,247 RSUs previously granted on July 2, 2018 and reported on July 5, 2018 on Table II (which RSUs are now being reported on Table I and will no longer be reported on Table II).
- F3This total includes 275 common shares previously acquired in the exempt pro-rata distribution of Issuer common shares in connection with the spin-off of the Issuer by DDR Corp. on July 1, 2018.