SEC Form 4 · accession 0001209191-18-041566
Retail Value Inc. · RVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henrie W Koetter
Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001735184
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | — | Jul 2, 2018 | A | 4,247 | A | — | — | Common Shares | 4,247 | 4,247 | D |
Explanation of responses
- F1Each restricted share unit ("RSU") represents a contingent right to receive one issuer common share.
- F2The RSUs generally vest 1,158 on July 2, 2019, 1,544 on July 2, 2020 and 1,545 on July 2, 2021. Vested shares will generally be delivered to the reporting person within 30 days after vesting.