SEC Form 4 · accession 0002099007-26-000005
Amerant Bancorp Inc. · AMTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Ann Cragg
Officer — SEVP, Chief Credit Officer
Period of report
Jul 21, 2026
Accepted (ET)
Jul 23, 2026 · 4:34 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001734342
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 21, 2026 | M | 201 | $0.00 | A | 201 | D | |
| Class A Common StockF2 | Jul 21, 2026 | F | 49 | $25.86 | D | 152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units sign-onF1,F3 | $0.00 | Jul 21, 2026 | M | 201 | D | — | — | Class A Common Stock | 201 | 807 | D |
Explanation of responses
- F1Each RSU is the economic equivalent of one share of Class A Common Stock.
- F2Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.
- F3On July 21, 2025, Ms. Cragg was awarded 1,008 restricted stock units ("RSUs"), each representing the right to receive, following vesting, one share of Class A Common Stock. Twenty percent (20%) of the restricted stock units vests on each of the first two anniversaries of the date of grant and the remaining sixty percent (60%) will vest on the third anniversary of the date of grant, provided that Ms. Cragg remains in the continuous service of the Company or a subsidiary through each such date.