SEC Form 4 · accession 0001567619-19-006446
Northwest Natural Holding Co · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn M Filippi
Officer — VP, CCO & Corporate Secretary
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001733998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2019 | F | 52 | $64.21 | D | 1,511 | D | |
| Common StockF2 | holding | — | — | — | 2,517 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 942 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.
- F2Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
- F3Shares held in reporting person's account in Northwest Natural Gas Company's Retirement K Savings Plan as of February 28, 2019.