SEC Form 4 · accession 0001567619-19-006444
Northwest Natural Holding Co · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Downing
Officer — VP, CIO · Other
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001733998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2019 | F | 342 | $64.21 | D | 3,530 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 192 restricted stock units (RSUs) with performance threshold and vesting of 920 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 192 RSUs was reported on Form 4 filed on February 28, 2019. The 920 time-based RSUs are part of 3,680 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on September 20, 2017.
- F2Includes 2,760 time-based restricted stock units (RSUs) granted under Issuer's Long-Term Incentive Plan. The RSUs vest in three installments: 920 shares on each March 1, 2020, 2021 and 2022.