SEC Form 4 · accession 0001567619-19-006442
Northwest Natural Holding Co · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Burkhartsmeyer
Officer — SVP & Chief Financial Officer
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001733998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2019 | F | 710 | $64.21 | D | 5,893 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 836 restricted stock units (RSUs) with performance threshold, and vesting of 1,504 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 836 RSUs was reported on Form 4 filed on February 28, 2019. The 1,504 time-based RSUs are part of 6,016 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on May 23, 2017.
- F2Includes 3,008 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in two equal installments: 1,504 shares on each March 1, 2020 and 2021.