SEC Form 4 · accession 0001567619-19-005666
Northwest Natural Holding Co · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brody J Wilson
Officer — VP, Treas., CAO & Controller
Period of report
Feb 27, 2019
Accepted (ET)
Feb 28, 2019 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001733998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2019 | A | 361 | $0.00 | A | 3,918 | D | |
| Common StockF2,F3 | Feb 27, 2019 | A | 351 | $0.00 | A | 805 | I | See Footnote |
| Common StockF4,F3 | Feb 27, 2019 | A | 1,502 | $0.00 | A | 2,307 | I | See Footnote |
| Common StockF5 | holding | — | — | — | 157 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are issuable as a result of satisfaction of the performance threshold for 2018 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F2Shares are issuable as a result of satisfaction of the performance threshold for 2018 under restricted stock unit awards, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F3Reflects shares that have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
- F4Shares are issuable as a result of satisfaction of performance goals for 2016-2018 under a performance share award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date.
- F5Shares held in the reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of January 31, 2019.