SEC Form 4 · accession 0001567619-19-005643
Northwest Natural Holding Co · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Burkhartsmeyer
Officer — SVP & Chief Financial Officer
Period of report
Feb 27, 2019
Accepted (ET)
Feb 28, 2019 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001733998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 27, 2019 | A | 836 | $0.00 | A | 6,603 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are issuable as a result of satisfaction of the performance threshold for 2018 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F2Includes 4,512 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in three equal installments: 1,504 shares on each March 1, 2019, 2020 and 2021.