SEC Form 4 · accession 0001567619-19-001467
Northwest Natural Holding Co · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Scott Gibson
Director
Period of report
Jan 17, 2019
Accepted (ET)
Jan 22, 2019 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001733998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 17, 2019 | J | 1,461 | $0.00 | D | 14,035 | I | See Footnote |
| Common StockF1,F3 | Jan 17, 2019 | J | 1,461 | $0.00 | A | 1,800 | D | |
| Common StockF4,F5 | Jan 17, 2019 | J | 285 | $0.00 | D | 2,000 | I | See Footnote |
| Common StockF4 | Jan 17, 2019 | J | 285 | $0.00 | A | 2,085 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person pursuant to reporting person's election on May 7, 2008 with regard to his election to participate in the DCP.
- F2Reflects shares that have been credited to reporting person's account under the issuer's DCP.
- F3Includes 339 restricted stock units (RSUs) granted in accordance with the Northwest Natural Gas Company Compensation Policy for Non-employee Directors. These RSUs vest on May 24, 2019.
- F4Shares were distributed from Directors Deferred Compensation Plan (DDCP) account to reporting person pursuant to reporting person's election on May 7, 2008 with regard to his election to participate in the DDCP.
- F5Reflects shares that have been credited to reporting person's account under the issuer's DDCP.